Prelude and Fugue No.8 from Bach's Well Tempered Clavier I

Elizabeth Rangel Pinheiro

Versão em Português

The adoption of the equal temperament for tuning keyboard instruments occurred at the time of Johann Sebastian Bach (1685-1750). The easier communication between the tonalities introduced by the new system might have influenced him to publish, in 1722, the first volume of the Well Tempered Clavier, where twenty four pairs of preludes and fugues are organized so that every pitch of the octave is represented by a pair in major and a pair in minor.

A peculiar aspect involves the pair in minor which appears in this collection as No.8 - the Prelude is in E flat, and the Fugue in D sharp. This aspect allows one to conjecture both about the composer's intention of exemplifying the enharmonic properties of the tonal system, and the possibility of different composition dates for the two pieces. Indeed, the Prelude belongs to Das Clavier-Büchlein, a collection of works compiled by Bach around 1720, for his son Whilhelm Friedman. Conceived at the same time, or not, the pieces in E flat and D sharp minor present enough features to justify the pairing. One is the balanced length of the five segments they contain, as the graph in Figure 1 shows.1

The segments of the Fugue in the graph correspond to the three subject versions - original, inverted and augmented - which begin, respectively, at mm.[1, 30 and 62]. In the Prelude, the change of texture and the incisive nature of the stretto that begins at m.[20] would suffice for justifying the division into two segments. It is, though, an aspect of the tonal organization that suggests such division. Tonicized by a strong cadence (V-i with both chords in root position) on the downbeat of m.[20], A flat becomes the seventh of a pile of thirds upon the dominant - Bb, D, F, Ab, Cb. The emphasis given here to the relationship between the dominant and its seventh reflects the importance of the same relationship within the Fugue's subject, where the pitches A sharp and G sharp (the dominant and its seventh in D sharp) are enhanced both by syncopation, and by the characteristic impulse of upward leaps.

It is, indeed, this harmonic implication of the subject that clarifies the prominence of the subdominant within the tonal plan of No.8. In the Prelude, A flat minor, present at mm.[2, 8, 20, 23, 31 and 38], not only explains the division of the piece into two segments, as seen above, but also establishes a parallelism between the introduction and the coda. The first moving of the harmonic progression to the A flat sonority of m.[2] creates the same i-iv-V-i pattern which, upon a tonic pedal, appears in the four last measures of the piece. The Picard closing given to the Prelude, although traditional for pieces in minor, has a connective function in No.8. The major quality of the E flat chord, by generating a certain expectation toward the subdominant, subtly announces its prominence in the piece to come.

The expectation left at the end of the Prelude is answered in the Fugue by a consistent use of G sharp. Whereas in some places it appears as a passing event, in others it assumes definite harmonic functions. At mm.[33, 37, 38, 39, 61 and 84], it results from lines built on the melodic D sharp minor scale. At mm.[2, 4, 6, 9-11, 40-42, 44, 57-60, 76, 78 and 86] G sharp appears as the fourth degree, or the seventh of the dominant. At mm.[14-15, 29 and 53], it acts as the second degree in ii-V-I progressions in F sharp major, the relative of the piece's central tonality. At mm.[25-27], G sharp assumes the dominant-of-the-dominant function preparing the arrival of F sharp major at m.[30]. Yet, it is in the tonic function in the G sharp minor areas of mm.[35-36, 47-50, 63-67 and 72-75] that its importance is confirmed.

Intended to demonstrate the prominent use of the fourth degree, the above description is not, however, a good approach for the linearity which prevails in contrapuntal writing. Regarding fugal subjects, displayed on tonal areas usually committed to a particular plan of presentations, it sometimes becomes difficult to define the function of a specific sonority. An example is offered by the event in augmentation of mm.[67-72]. The subject line in long values is decidedly in F sharp major. The counterpoints to it, from m.[67] to m.[69], are equally in F sharp major. Yet, from m.[69] to m.[72], while the upper line has a B major inflection, the bottom line moves toward G sharp minor. Thus, assertions about tonal areas in the Fugue can lead to misconceptions. Equally dangerous can be the use of analytical symbols, since they are unable to explain how certain sonorities act within the whole of the structure. In No.8, more important than to define the local function is to observe how the events based on two specific pitches, by linking the Prelude to the Fugue, define the proportions of the whole. One of such pitches is Ab/G#. It not only relates the whole to the Fugue's subject as seen above, but also serves to demarcate the middle of the Prelude. The other pitch is Gb/F#. At the same time that it is taken at m.[5] of the Prelude for presenting the first contrast to the progression i-iv-V-i of the initial measures, it is used for announcing the enharmonic F sharp major which, in the Fugue, demarcates:

1) the middle of No.8, through the evaded motion of the harmonic progression at m.[14],

2) the golden section of No.8,2 through the subject's inversion at m.[30], and

3) the golden section of the Fugue which, enhanced by a three-part stretto, suddenly

displays at m.[54] a change from the original to the inverted version of the subject.

Aspects related to phrasing, rhythm, meter and proportions have now to be considered. Also here, the Fugue's subject offers the best point of departure because, emphasized by an upward leap, the syncopation upon the pitch A sharp of the initial motif signals the beginning of a ternary phrasing system that prevails along the piece. Nine half-notes separate that syncopation from the cadence that tonicizes the fifth degree of D sharp on the downbeat of m.[6]. Nine half-notes are also spent from m.[6] to the tonic return on the third beat of m.[10]. This pattern becomes an element of propulsion, since it passes to be progressively enlarged after m.[10]. From the third beat of this measure to the third beat of m.[19], the phrase contains eighteen half-notes. The enlargement of this phrase is due to an event at m.[14]. Instead of allowing the A sharp cadence suggested by the subject to be accomplished, Bach changes the course of the harmonic progression through an evaded cadence which subtly announces the F sharp major of m.[30]. The moving toward m.[30], enhanced by the energy of the stretto that begins at m.[19] and enlarged by the three-beat cadence confirmation of mm.[28-29], comes to contain twenty one half-notes. The overlapping of the first and second segments on the downbeat of m.[30] provides for the continuity expected in a fugue.

The inverted version of the subject predominates along the sixty three half-notes of the central segment - from m.[30] to the third beat of m.[61]. Corresponding, therefore, to twenty one times the basic pattern of three half-notes, this segment contains an uninterrupted gesture of increasing energy. Re-asserting cadences, such as that of mm.[28-30], do not occur, and great impetus is added to the motion by the three-part stretto that begins at m.[52]. A special event takes place within this stretto. At mm.[52-53], the initial portion of the original subject, as configured at m.[3], re-appears, to be suddenly replaced at m.[54] by the inverted version of the subject. For this inverted version, instead of using the descending tonic-to-dominant fourth, like at m.[30], Bach uses the more incisive character of the descending dominant-to-tonic fifth. Thus, he devotes to F sharp major the same gesture he had devoted to D sharp minor in the lowest voice of m.[44]. What is important to observe is that the descending fifth to D sharp demarcates the middle of the Fugue, while the descending fifth to F sharp demarcates the Fugue's golden section.

The increasing activity of the Fugue's central segment is not without consequence. It prepares the arrival of the subject in augmentation at m.[62]. Surrounded by original and inverted subject versions (varied in some cases), three events in augmentation constitute the last segment of the Fugue. Although the three-half-note pattern becomes somewhat altered by overlaps, by the bridges that connect the different tonal areas upon which the augmentations are displayed, as well as by the coda's elaboration, in performance, still is the feeling of a ternary impulse inter-playing with the binary meter that gives the music a flexible and continuous flow. Slightly shorter than the two previous segments, the third acts as an enlarged and grandiose cadence gesture for the whole of No.8.

It is necessary to observe the texture and the use of registers in the Fugue. The material which constitutes the contrapuntal tissue derives mostly from the subject. The step line framed by a fifth - A#, G#, F#, E#, D#, which acts as the subject's backbone, generates not only the counterpoint to the subject, as in mm.[3-4], but also the majority of lines that fill up the texture, as the two upper parts of mm.[7-10] illustrate. The dotted figuration which appears in the inner part at m.[24], and accompanies the augmentation at m.[77], is nothing but a variation of the subject. This homogeneity of the raw material creates, in turn, an homogeneous sound basis for the main entrances of the subject. Yet, the subject, instead of being repetitive (as subjects are usually considered), receives at each appearance a distinctive treatment. Bach exploits, for example, the character differentiation that exists between ascending and descending intervals. It suffices to compare the ascending fifth of m.[1] to the descending fifth of m.[44]. Rhythmic values, metrical positioning and tonal areas are also among the elements Bach exploits to make each subject entrance distinct. It is, however, on register that he relies the most. A good example is the way he saves the last augmentation, at m.[77], for the top register of the texture. From these observations comes the understanding that the piece, although written in three parts, contains six voices. Bach employs here a technique similar to the one which creates polyphony in his solo music for violin or cello. Figure 2a) shows how Bach distributes the voices in the different registers of the keyboard, and Figure 2b) lists the voices that correspond to the main subject presentations.

Fig. 2

The treatment given to texture reinforces what has been said about proportions. The exclusive presentation of the subject by the bass in the middle of the piece, at m.[44], is carefully prepared. In the preceding two half-notes, Bach rarefies the texture, both by excluding the low part, and by remaining in the medium register of the keyboard. For the golden section, at m.[54], he also gets the texture involved, since here he exploits the density of the three-part stretto. In the Prelude, the middle of the piece is demarcated by the contrast brought by the stretto at m.[20], whereas the golden section, at m.[26], is demarcated not only by the surprising Neapolitan F flat major sonority, but also by the contrast which the full-arpeggio texture creates in relation to the melodic gesture of the previous measure.

The comments on proportions have been mostly addressed to the structure of each piece. Regarding the whole structure of No.8, the sudden appearance of F sharp major at m.[14] of the Fugue coincides with the middle, while the entrance of the F sharp major inverted subject at m.[30] coincides with the golden section.

Elizabeth Rangel Pinheiro


Elizabeth Rangel Pinheiro

Visiting Professor at the Music School of the Universidade Federal da Bahia - Salvador, Brazil
Retired Teacher from the Universidade Estadual de Campinas - (SP) Brazil
Doctor of Musical Arts (Piano Performance) by Boston University - (USA)
Master in Music Theory by Indiana University in Bloomington - (USA)


NOTES

1The duration of the pieces is represented in the graph by the horizontal line. The calculations, taking the half-note as a common pulse, were based on the following. A second (metronome at 60) would be represented by 1.000 millimeter in 1/1 scale. By adopting the metronome at 30 in 1/4 scale, the half-note is represented by 0.500 millimeter. (At the performer's will, a faster or a slower tempo can be taken, providing that the pulse relationship between the pieces is kept.) [Back]

2 The following explanation of "golden section" was extracted from the footnote at p. 12 in: Elizabeth Rangel Pinheiro de Souza, Proporções no Opus 110 de Beethoven (Campinas, Brazil: Editora da UNICAMP, 1995 ). In Debussy in Proportion: A Musical Analysis (Cambridge: Cambridge Univerity Press, 1983), p. 2, Roy Howat offers the following definition: "Golden section is the way of dividing a given length in two so that the ratio of the shorter portion to the longer equals the ratio of the longer to the entire length." The golden section can be found by multiplying a given length by 0.618. Also called "divine proportion", due to its presence in the measurements of the human body, flowers, etc., this geometric principle, already known by the Greeks in the pre-Christian classical period, has since then been applied to the different manifestations of the plastic arts; in architecture, the Parthenon in the Acropolis of Athens is pointed to as an example (information extracted from the article "Golden Section" by Karl Meninger in vol. X of the Encyclopedia Britannica (Chicago: William Benton, 1971)), p.542. Its application in music has more and more attracted the attention of theorists to turn to the organization of musical time. In the defense of his ideas regarding an intentional use of proportions by Claude Debussy (1862-1918), Howat points to the close contact of the composer with contemporary architects as a possible influence. Concerning Béla Bártok (1881-1945), testimony is offered by his student Erno Lendvai in Béla Bártok: An Analysis of His Music (London: Kahn and Averill, 1971). Its application in the music of Johannes Brahms (1833-1897) is discussed by David Epstein in Beyond Orpheus Cambridge, MA: MIT Press, 1979), and the music of several composers is observed from the same angle by Jonathan Kramer in The Time of Music (New York: Schirmer, 1988). Concerning baroque composers (from the end of the sixteenth century to the middle of the eighteenth century), specific studies about the subject apparently do not exist, In his book (published in 1739) Der volkommene Capellmeister (English translation by E. C. Harris in Studies in Musicology XXI, Ann Arbor, 1981), Joahannes Mattheson (1681-1764) comments on the composers' practice of modeling their large structures on rhetoric directions. According to such directions, the discourse follows an order in which the idea, after being presented and developed, reaches at a certain point the climax of the argumentation, coming then to be concluded; this explains, in a general sense, the balanced distribution of the segments in musical composition; the climax in rhetoric would correspond to what has been pointed to by musical analysts as the golden section. It does not explain, however, the precision of measurements noticeable in many works of the period; according to my understanding, among baroque composers, the use of mathematical principles might have been intentional; in the music of Johann Sebastian Bach (1685-1750), for example, the measurements are so precise that it becomes impossible to believe that they were achieved by chance. By considering that this was a period of deep mathematical thinking, it would not be surprising that composers had adopted systems appropriate to the organization of proportionally balanced structures. Particularly understandable this becomes in relation to Bach, since his involvement with acoustical measurements for the tuning of organs is largely known. [Back]